6.12 Hierarchy of Controls

Controlling exposures to occupational hazards, including the risk of infection, is the fundamental method of protecting healthcare workers.  Below is a graphic specifying the general principles of prevention legislated in the Management of Health and Safety at Work Regulations 1999, Regulation 4, Schedule 1. It details the most to the least effective hierarchy of controls and can be used to help implement effective controls in preventing the spread of COVID-19 within healthcare settings.  NHS boards and NHS staff should employ the most effective method of control first.  Where that is not possible, all others must be considered.  PPE is the last in the hierarchy of controls.

Hierarchy of Risk Controls graphic //commons.wikimedia.org/index.curid=90190143 (original version: NIOSH Vector version: Michael Pittman)

Application of the hierarchy of control in health and social care settings is as follows;

  1. Elimination
    • Patients must not attend for an appointment if they have symptoms of COVID-19 or have been advised to self-isolate
    • Staff must not report to work if they have symptoms of COVID-19 or have been advised to self-isolate
    • Staff who can work from home should be supported to do so
    • Consideration should be given to non clinical staff who typically enter clinical areas as part of their job role and alternative arrangements made wherever possible
  2. Substitute
    • Patient consultations over phone as far as possible rather than in person
  3. Engineering controls
    • Installations of partitions at appropriate places (e.g reception desks)
    • Physical distancing on the premises (see section 6.15
    • Efforts made to reduce number of people on premises at any one time
    • reduce waiting time for individuals in clinic and radiology departments
    • improve ventilation by opening windows on the premises 
    • Optimal bed spacing and chair spacing (see section 6.11.2
  4. Administrative Controls (more detail in section 6.11.2) 
    • Working from behind or at the side of the individual (no face to face close contact)
    • development of pathways/one way systems on the premises
    • use of various COVID-19 related signage
    • provision of additional hand hygiene stations
    • increased cleaning. 
  5. PPE
    • Use of face coverings (although not classed as PPE) by patients and visitors – in healthcare they can be provided with a Type IIR mask
    • PPE when a risk assessment indicates this (see PPE section of this addendum).